What you need to know about the accident prevention regulation

What you need to know about the accident prevention regulation

Compliance with accident prevention regulations (UVV) is mandatory for companies in Germany. But what do they contain and how can companies comply with them?

This article explains the key elements of the regulations and provides practical tips for implementing them in order to consistently promote occupational safety in your company. A thorough risk assessment is essential in order to identify potential risks at an early stage and take appropriate measures.

The most important facts in brief

Accident prevention regulations (UVV) are regulations that are essential for safety in the workplace and are intended to prevent accidents at work and damage to health through guidelines and specific regulations.

Companies have a responsibility to know and implement the accident prevention regulations (UVV), and employees must comply with safety measures and contribute to accident prevention. 

Violations of accident prevention regulations (UVV) in Germany can result in fines and even criminal prosecution; regular risk analyses and the use of digital tools can help with compliance.

The importance of accident prevention regulations

Accident prevention regulations (UVV) make an important contribution to ensuring health and safety in the workplace. They provide rules and guidelines to make working conditions safe by minimizing potential risks. A thorough risk assessment is essential in order to identify hazards at an early stage and take action. Documentation of accidents and occupational illnesses as well as workplace inspections are also mandatory under the UVV. 

Basics of the accident prevention regulations

The basic accident prevention regulations (UVV) in Germany are based on the legal provisions of the Occupational Health and Safety Act (ArbSchG) and the Occupational Safety Act (ASiG). They serve as guidelines for employers and employees to ensure safety in the workplace and minimize potential risks. A thorough risk analysis is essential in order to identify potential hazards at an early stage and take appropriate measures.

There are accident prevention regulations that apply across all industries, but there are also accident prevention regulations with industry-specific content. The two complement each other. Industry-specific activities and potential hazards can thus be taken into account. In addition, industry-specific accident prevention regulations (UVV) are drawn up by the employers' liability insurance associations and defined as legally binding rules by the German Social Accident Insurance (DGUV ). 

According to the German Occupational Health and Safety Act (ArbSchG) and the German Social Security Code VII (SGB VII), the employer or contractor is obliged to be familiar with the accident prevention regulations (UVV) and to ensure that they are followed in the workplace. Section 13 ArbSchG allows the employer to transfer occupational health and safety duties to suitable, competent persons, but the employer retains overall responsibility and must clearly document and monitor the transfer.

In Germany, the creation and monitoring of accident prevention regulations (UVV) is the responsibility of the state authorities and the accident insurance institutions. The statutory accident insurance institutions, in particular the employers' liability insurance associations, are responsible for drawing up and monitoring accident prevention regulations (UVV).

The employers' liability insurance associations send inspectors to check compliance with accident prevention regulations through company inspections and other monitoring measures. The German Social Accident Insurance (DGUV) acts as a coordinating body and regulator. In addition, the German Social Accident Insurance Institutions, the Federal and Railway Accident Insurance Institutions (UVB) and the accident insurance funds of the federal states work together to draw up and monitor accident prevention regulations.

The renaming of the accident prevention regulations (UVV)

The accident prevention regulations (UVV) were renamed DGUV regulations in May 2014, when the German Social Accident Insurance (DGUV) restructured and renamed its entire body of regulations. This renaming led to standardization and clarity in occupational safety legislation. Although the official name is now "DGUV regulations", the term "UVV" is still widely used. Many professionals use it out of habit, and it can also be found in older documents and training materials.

Despite this habit, it is important to use the correct term "DGUV regulations" in current letters, documentation and training courses. This helps to avoid misunderstandings and reflects the current legal status.

The DGUV divides its content into different categories: Regulations, Rules, Information and Principles. The DGUV regulations are legally binding and are based on legal foundations such as the Occupational Health and Safety Act. One example of this is DGUV Regulation 1 - "Principles of Prevention", which sets out the obligations for employers and employees in occupational health and safety.

In addition, there are DGUV rules that specify the regulations and provide practical implementation instructions. Although these rules are not legally binding, they provide valuable guidance. DGUV information provides practical assistance and is used for further training on specific occupational safety topics. Finally, there are the DGUV principles, which serve as a basis for testing equipment, devices and persons to ensure compliance with occupational health and safety regulations.

Components of an accident prevention regulation

An accident prevention regulation (UVV) comprises various components, including regulations for personal protective equipment (PPE), rules of conduct, requirements for work equipment and safety concepts. These regulations serve to prevent accidents at work, occupational illnesses and health hazards in the workplace. In addition, accident prevention regulations often define quality standards for occupational health and safety that relate to technical, organizational and personal measures. These also include regulations for the use of machinery and equipment as well as the design of the working environment. Regulations on first aid in the company are also an important component to ensure fast and effective care in the event of accidents.

However, the exact components of the regulations may vary depending on the industry and workplace, so it is important to know the definition of the accident prevention regulation (UVV) for the specific workplace. It is important that employers and employees know and understand the specific elements of the accident prevention regulations that apply to their workplace to ensure compliance and a safe working environment.

Obligations of employers and employees

Employers have a number of obligations aimed at preventing accidents in the workplace. These include:

  • carrying out risk assessments, which are the central element of occupational health and safety and must be continuously reviewed and updated
  • Regular review of accident prevention regulations (UVV) and safety training
  • Implement protective measures
  • ensuring that all necessary safety measures are taken.

On the other hand, employees also have certain obligations to cooperate. They are obliged to comply with the specified safety measures and actively contribute to accident prevention. This means that they must follow the rules and instructions set out in the accident prevention regulations (UVV) in order to ensure occupational safety measures in the company.

The responsibility for compliance with these regulations therefore lies with both sides - employers and employees. 

Examples of sector-specific accident prevention regulations

The accident prevention regulations (UVV) can vary depending on the industry and contain specific requirements and regulations for the respective area of activity. Employers are obliged to know and implement these regulations in order to ensure the safety of their employees. Employees should also understand the relevant regulations in order to be able to work safely. An occupational safety specialist plays a key role here, as they not only monitor compliance with the UVV, but also act as a point of contact for safety issues and support preventative measures. However, they cannot act alone, but are actively supported by safety officers, executives and management.

  • In the construction industry, for example, the accident prevention regulations (UVV) serve as the basic set of rules for occupational safety on construction sites. They take into account the specific hazards and risks that can occur on construction sites and define measures to prevent accidents
  • In the food industry , the accident prevention regulations focus on the safe operation of systems and the handling of working materials in order to prevent injuries and health hazards caused by machinery, chemicals or hygiene regulations.
  • The accident prevention regulations are particularly comprehensive in the chemical industry, as the handling of hazardous substances and chemicals requires special safety precautions. They specify how companies in this sector must ensure occupational safety, for example through the safe handling of hazardous substances, explosion protection and emergency plans.

Implementation and monitoring of accident prevention regulations

The implementation and monitoring of accident prevention regulations (UVV) is an essential aspect of occupational safety. The aim is to put the specified regulations into practice and monitor compliance with them. The following methods are used for this purpose.

Accident analyses: After an accident, the causes are systematically investigated in order to understand how and why the accident happened. The aim is to prevent similar incidents in the future.

Risk assessments: These analyses evaluate potential hazards and risks associated with certain work processes or environments. They help to take preventative measures before an accident occurs.

Safety audits: These audits check whether the specified security regulations are being adhered to. A security audit evaluates the effectiveness of the security measures and can uncover weaknesses.

Other procedures: These include regular safety inspections, training for employees and updating safety concepts based on new findings or legal changes.

The accident insurance institutions carry out regular checks to ensure that the accident prevention regulations (UVV) are complied with and that the working environment is safe. These checks include, among other things

  • Inspection of work equipment: Work equipment, such as machines and technical systems, must be checked for safety before initial commissioning and after each installation. This ensures that they do not pose a risk to employees.
  • Regular maintenance and inspections: Work equipment and systems should be maintained and inspected at specified intervals to ensure that they remain functional and safe.
  • Preventive safety measures: The accident insurance institutions ensure that companies take preventive measures to prevent accidents at work. These include training, safety instructions and the provision of personal protective equipment (PPE).

These measures make a significant contribution to ensuring occupational health and safety and are an important part of the company's safety culture. Cooperation between companies and the accident insurance institutions is crucial to ensuring a safe working environment.

Common violations and tips for complying with the UVV

Failure to comply with accident prevention regulations (UVV) can have serious consequences. The most common violations of accident prevention regulations (UVV) in Germany are inadequate implementation of occupational safety and gross negligence.

  • Fines: Fines can be imposed for violations of the UVV, which can amount to up to 30,000 euros (in accordance with Section 25 ArbSchG) depending on the severity of the violation. This serves as a deterrent measure to encourage companies and those responsible to comply with the regulations.
  • Criminal prosecution: If a serious breach of the UVV leads to an accident or injury to a person, this can have consequences not only under civil law, but also under criminal law. In such cases, there is a risk of imprisonment or fines, especially if gross negligence or intent is proven.

These strict regulations underline the importance of compliance with accident prevention regulations for occupational safety and the protection of employees. Employers are obliged to implement the safety standards in order to avoid accidents and legal consequences. Find out more about this topic: What happens if health and safety regulations are breached?

There are various methods and techniques that can help you to effectively implement the accident prevention regulations (UVV) in your workplace. One of these, for example, is the regular training and further education of your employees. Another important method for complying with the accident prevention regulations (UVV) is the regular inspection of work equipment. 

Conclusion

Compliance with accident prevention regulations (UVV) is of crucial importance in the field of occupational safety in order to prevent accidents at work and health risks in the workplace. It requires the commitment and cooperation of employers and employees as well as a thorough knowledge of the specific requirements and regulations of the respective industry.

By continuously investing in training and safety measures and actively involving employees in the process, employers can create a safe working environment that ensures the well-being and safety of all employees. Ultimately, the consistent implementation of these regulations not only contributes to the physical health of employees, but also to increasing productivity and efficiency in the companies concerned.

Frequently asked questions

What is included in the accident prevention regulation?

Accident prevention regulations (UVV) include a large number of occupational health and safety regulations. These include regulations on the use of work equipment, the wearing of protective clothing and equipment as well as measures to prevent accidents and occupational illnesses. The design of the workplace and compliance with working hours are also relevant aspects of the UVV.

Who is responsible for issuing the accident prevention regulations?

The employers' liability insurance associations and other accident insurance institutions, including the German Social Accident Insurance (DGUV), are responsible for issuing accident prevention regulations (UVV). It is their task to ensure occupational safety and health protection in the workplace.

Is compliance with the UVV mandatory?

Yes, compliance with accident prevention regulations is required by law. Failure to do so can result in heavy fines and imprisonment. It is therefore essential that inspections are carried out in good time.

Consistent compliance with the accident prevention regulations (UVV) - now known as DGUV regulations - is more than just a legal obligation: it is an investment in the safety and health of employees and in the future viability of every company.

Jörg Weidemann
Security consultant & author JW Safety & Security
Fabian ZellerMichael ZerbinKatharina Hochmuth

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